Home > Insider Trading > Filing (0001226246-10-000003)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
912463	Guess Inc	GES	Women's, Misses', Children's & Infants' Undergarments (2340)	953679695

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1226246	R Dennis Secor	C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021	Svp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2010-03-31	1,050	$41.12	23,008	No	4	M	Direct
Common Stock	Acquisiton	2010-03-31	3,000	$41.71	26,008	No	4	M	Direct
Common Stock	Acquisiton	2010-03-31	5,000	$22.03	31,008	No	4	M	Direct
Common Stock	Acquisiton	2010-03-31	3,308	$21.62	34,316	No	4	M	Direct
Common Stock	Disposition	2010-03-31	12,358	$47.07	21,958	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2010-03-29	40,000	$0.00	40,000	$21.62
Common Stock	Employee Stock Option (right to buy)	Disposition	2010-03-31	1,050	$0.00	1,050	$41.12
Common Stock	Employee Stock Option (right to buy)	Disposition	2010-03-31	3,000	$0.00	3,000	$41.71
Common Stock	Employee Stock Option (right to buy)	Disposition	2010-03-31	3,308	$0.00	3,308	$21.62
Common Stock	Employee Stock Option (right to buy)	Disposition	2010-03-31	5,000	$0.00	5,000	$22.03

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
40,000	2018-10-30	No	4	A	Direct
350	2017-03-19	No	4	M	Direct
3,000	2018-04-03	No	4	M	Direct
36,692	2018-10-30	No	4	M	Direct
15,000	2019-04-14	No	4	M	Direct

Footnotes

Includes 136 shares acquired March 26, 2010 under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c).
The reported price represents the weighted average price for shares sold in multiple transactions ranging from $47.00 to $47.30. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
On October 30, 2008, the reporting person was granted an option to purchase 40,000 shares of common stock. The option was scheduled to vest in four equal installments subject to the satisfaction of certain performance criteria for the fiscal year ended January 30, 2010. Since the performance criteria was met, the first 25% of the award vested March 29, 2010, with the remaining three installments scheduled to vest on October 30 of 2010, 2011 and 2012.
This option vests in four equal installments on January 31 of 2008, 2009, 2010 and 2011.
This option vests in four equal installments on December 31 of 2008, 2009, 2010 and 2011.
25% of option vested March 29, 2010. Remaining three installments scheduled to vest on October 30 of 2010, 2011 and 2012.
This option vests in four equal installments on December 31 of 2009, 2010, 2011 and 2012.