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Home > Insider Trading > Filing (0001209191-10-017962)

Filing Details

Accession Number:: 0001209191-10-017962
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-03-19 13:00:00
Reporting Period:: 2010-03-19

Filing Date:: 2010-03-19
Accepted Time:: 2010-03-19 12:37:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1430592	Financial Engines Inc.	FNGN	Investment Advice (6282)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1486178	L. Christopher Jones	1804 Embarcadero Road Palo Alto CA 94303	Exec Vp, Invst Mgmt & Cio	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-03-19	40,002	$0.00	448,950	No	4	C	Direct
Common Stock	Acquisiton	2010-03-19	12,823	$0.00	461,773	No	4	C	Direct
Common Stock	Disposition	2010-03-19	29,491	$12.00	432,282	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2010-03-19	40,002	$0.00	40,002	$0.00
Common Stock	Series B Preferred Stock	Disposition	2010-03-19	12,823	$0.00	12,823	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct
0			No	4	C	Direct

Footnotes

The Series A preferred stock and Series B preferred stock converted into shares of common stock on a one-for-one basis and had no expiration date.