Filing Details
- Accession Number:
- 0001140361-10-013107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-22 13:00:00
- Reporting Period:
- 2010-03-18
- Filing Date:
- 2010-03-22
- Accepted Time:
- 2010-03-22 16:46:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071992 | Capital Bank Corp | CBKN | State Commercial Banks (6022) | 562101930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253650 | Grant B Yarber | P. O. Box 18949 Raleigh NC 27619-8949 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-18 | 3,460 | $3.47 | 19,297 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 500 | Direct | |
Common Stock | 3,859 | Indirect | By Company 401K Plan |
Common Stock | 2,470 | Indirect | By IRA |
Common Stock | 300 | Indirect | As Custodian for Minor Child |
Common Stock | 300 | Indirect | As Custodian for Minor Child |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $15.27 | 2005-12-29 | 2013-09-15 | 10,000 | 10,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $15.80 | 2005-12-29 | 2013-12-12 | 10,000 | 10,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $18.18 | 2005-12-29 | 2014-12-16 | 10,000 | 10,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $6.00 | 2018-12-18 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-09-15 | 10,000 | 10,000 | Direct |
2013-12-12 | 10,000 | 10,000 | Direct |
2014-12-16 | 10,000 | 10,000 | Direct |
2018-12-18 | 15,000 | 15,000 | Direct |
Footnotes
- Owned jointly with spouse.
- Minor Child - Austin G. Yarber
- Minor Child - Sarah M. Yarber
- Includes shares of restricted stock granted to the reporting person on 12/20/2007 with restrictions lapsing in three equal annual installments beginning on 12/20/2008.
- 20% exercisable on 12/18/2009; 40% exercisable on 12/18/2010; 60% exercisable on 12/18/2011; 80% exercisable on 12/18/2012; 100% exercisable on 12/18/2013.
- Between 1/29/2010 and the date of this report, the reporting person acquired 306 shares of Capital Bank Corporation common stock under the Capital Bank 401(k) Retirement Plan.