Filing Details
- Accession Number:
- 0001140361-10-013099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-22 13:00:00
- Reporting Period:
- 2010-03-18
- Filing Date:
- 2010-03-22
- Accepted Time:
- 2010-03-22 16:42:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071992 | Capital Bank Corp | CBKN | State Commercial Banks (6022) | 562101930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1420199 | R. Michael Moore | P.o. Box 18949 Raleigh NC 27619 | Exec Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-18 | 5,190 | $3.47 | 6,741 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,002 | Indirect | By IRA |
Common Stock | 1,891 | Indirect | By Company 401K Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $13.20 | 2017-12-03 | 8,000 | 8,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $6.00 | 2018-12-18 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-12-03 | 8,000 | 8,000 | Direct |
2018-12-18 | 15,000 | 15,000 | Direct |
Footnotes
- 20% exercisable on 12/03/2008; 40% exercisable on 12/03/2009; 60% exercisable on 12/03/2010; 80% exercisable on 12/03/2011; 100% exercisable on 12/03/2012.
- 20% exercisable on 12/18/2009; 40% exercisable on 12/18/2010; 60% exercisable on 12/18/2011; 80% exercisable on 12/18/2012; 100% exercisable on 12/18/2013.
- Between 9/10/2009 and the date of this report, the reporting person acquired 434 shares of Capital Bank Corporation common stock under the Capital Bank 401(k) Retirement Plan.