Filing Details
- Accession Number:
- 0001200556-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-22 13:00:00
- Reporting Period:
- 2010-03-18
- Filing Date:
- 2010-03-22
- Accepted Time:
- 2010-03-22 15:39:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 90168 | Sifco Industries Inc | SIF | Aircraft Engines & Engine Parts (3724) | 340553950 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200556 | A Frank Cappello | Sifco Industries Inc 970 East 64Th Street Cleveland OH 44103 | Vice President Finance And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Sifco Industries, Inc. Common Stock | Disposition | 2010-03-18 | 298 | $16.00 | 0 | No | 4 | S | Direct | |
| Sifco Industries, Inc. Common Stock | Acquisiton | 2010-03-18 | 3,534 | $4.69 | 3,534 | No | 4 | M | Direct | |
| Sifco Industries, Inc. Common Stock | Disposition | 2010-03-19 | 154 | $16.25 | 3,380 | No | 4 | S | Direct | |
| Sifco Industries, Inc. Common Stock | Disposition | 2010-03-22 | 530 | $17.00 | 2,850 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Sifco Industries, Inc. Common Stock | Stock Options - right to purchase SIFCO common stock | Disposition | 2010-03-18 | 5,000 | $4.69 | 5,000 | $4.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2001-11-08 | 2010-11-08 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Sifco Industries, Inc. Common Stock | Stock Options - right to purchase SIFCO common stock | $5.50 | 2003-04-30 | 2012-04-30 | 10,000 | 10,000 | Direct |
| Sifco Industries, Inc. Common Stock | Stock Options - right to purchase SIFCO common stock | $3.50 | 2004-11-03 | 2013-11-03 | 10,000 | 10,000 | Direct |
| Sifco Industries, Inc. Common Stock | Stock Options - right to purchase SIFCO common stock | $3.74 | 2006-07-26 | 2015-07-26 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-04-30 | 10,000 | 10,000 | Direct |
| 2013-11-03 | 10,000 | 10,000 | Direct |
| 2015-07-26 | 6,000 | 6,000 | Direct |
Footnotes
- 25% of options awarded vested on this date. The balance of the awards vested 25% per year in each of the next three (3) years.
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