Filing Details

Accession Number:
0001181431-10-016070
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-03-12 12:00:00
Reporting Period:
2007-11-12
Filing Date:
2010-03-12
Accepted Time:
2010-03-12 16:58:19
Original Submission Date:
2007-11-12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383803 Jmp Group Inc. JMP Security Brokers, Dealers & Flotation Companies (6211) 201450327
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398113 A Joseph Jolson 600 Montgomery Street
Suite 1100
San Francisco CA 94111
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2007-11-12 8,300 $6.50 13,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,245 Indirect See Footnote 3
Common Stock 30,367 Indirect See Footnote 4
Common Stock 200,000 Indirect See Footnote 5
Common Stock 2,233,597 Indirect See Footnote 6
Footnotes
  1. This Form 4 amends the Form 4 filed on November 12, 2007, which incorrectly reported the acquisition of shares of common stock. As of November 12, 2007, the Reporting Person acquired 8,300 shares of common stock, rather than 17,400 originally reported.
  2. Refiled to amend and restate in its entirety the Form 4 originally filed by the reporting person on November 12, 2007.
  3. Reflects shares of common stock held by the Jolson 2004 Trust FBO Samantha Rohan Jolson for the benefit of Mr. Jolson's daughter. Mr. Jolson disclaims beneficial ownership of the shares.
  4. Reflects shares of common stock held by the Jolson 2005 Trust FBO Jolson Children for the benefit of Mr. Jolson's children. Mr. Jolson disclaims beneficial ownership of the shares.
  5. Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
  6. Reflects shares of common stock held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is the trustee