Filing Details
- Accession Number:
- 0001181431-10-016070
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-03-12 12:00:00
- Reporting Period:
- 2007-11-12
- Filing Date:
- 2010-03-12
- Accepted Time:
- 2010-03-12 16:58:19
- Original Submission Date:
- 2007-11-12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383803 | Jmp Group Inc. | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 201450327 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398113 | A Joseph Jolson | 600 Montgomery Street Suite 1100 San Francisco CA 94111 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2007-11-12 | 8,300 | $6.50 | 13,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,245 | Indirect | See Footnote 3 |
Common Stock | 30,367 | Indirect | See Footnote 4 |
Common Stock | 200,000 | Indirect | See Footnote 5 |
Common Stock | 2,233,597 | Indirect | See Footnote 6 |
Footnotes
- This Form 4 amends the Form 4 filed on November 12, 2007, which incorrectly reported the acquisition of shares of common stock. As of November 12, 2007, the Reporting Person acquired 8,300 shares of common stock, rather than 17,400 originally reported.
- Refiled to amend and restate in its entirety the Form 4 originally filed by the reporting person on November 12, 2007.
- Reflects shares of common stock held by the Jolson 2004 Trust FBO Samantha Rohan Jolson for the benefit of Mr. Jolson's daughter. Mr. Jolson disclaims beneficial ownership of the shares.
- Reflects shares of common stock held by the Jolson 2005 Trust FBO Jolson Children for the benefit of Mr. Jolson's children. Mr. Jolson disclaims beneficial ownership of the shares.
- Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
- Reflects shares of common stock held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is the trustee