Filing Details
- Accession Number:
- 0001281803-10-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-16 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-16
- Accepted Time:
- 2010-03-16 16:37:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1037038 | Polo Ralph Lauren Corp | RL | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 132622036 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040545 | Ralph Lauren | 650 Madison Ave New York NY 10022 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-03-15 | 20,833 | $26.71 | 538,162 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2010-03-15 | 100,000 | $0.00 | 638,162 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2010-03-15 | 69,133 | $80.22 | 569,029 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-03-15 | 47,600 | $81.37 | 521,429 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-03-15 | 4,100 | $82.00 | 517,329 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class A Common Stock Option (Right to Buy) | Disposition | 2010-03-15 | 20,833 | $0.00 | 20,833 | $26.71 |
| Class A Common Stock | Class B Common Stock | Disposition | 2010-03-15 | 100,000 | $0.00 | 100,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 187,501 | 2011-06-19 | No | 4 | M | Direct | |
| 22,975,767 | No | 4 | C | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 5,085,623 | 5,085,623 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 2,950,648 | 2,950,648 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 233,214 | 233,214 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 5,085,623 | 5,085,623 | Indirect | |
| 2,950,648 | 2,950,648 | Indirect | |
| 233,214 | 233,214 | Indirect |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person in connection with his individual long-term strategy for estate planning.
- The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $79.92 to $80.91. Upon request of the SEC staff, Polo Ralph Lauren Corporation (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $80.93 to $81.93. Upon request of the SEC staff, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $81.935 to $82.05. Upon request of the SEC staff, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The options vested and became exercisable in three equal annual installments beginning on June 19, 2002. These options are scheduled to expire on June 19, 2011.
- The reporting person has the right, at his option, at any time and from time to time, to convert shares of Class B Common Stock into Class A Common Stock on a one-for-one basis.
- Reflects a distribution to the reporting person of 819,343 shares of Class B Common Stock on March 9, 2010 from grantor retained annuity trusts, of which the reporting person is a trustee.
- Reflects a distribution on March 9, 2010 to the reporting person's wife of 233,214 shares of Class B Common Stock from a grantor retained annuity trust of the reporting person's wife, of which she is a trustee.
Billionaire Hedge Funds
