Filing Details
- Accession Number:
- 0001079023-10-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-10 12:00:00
- Reporting Period:
- 2010-03-08
- Filing Date:
- 2010-03-10
- Accepted Time:
- 2010-03-10 15:52:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192453 | Kil Yong Kim | 35 Dory Road Gloucester MA 01930 | Evp, General Mgr, Asia Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-08 | 229 | $30.95 | 53,876 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-03-09 | 5,860 | $23.39 | 59,736 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-09 | 5,860 | $31.00 | 53,876 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-09 | 5,860 | $0.00 | 5,860 | $23.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,140 | 2010-03-15 | No | 4 | M | Direct |
Footnotes
- The reporting person is the recipient of a grant of restricted stock, the terms of which provide that upon vesting, shares will be automatically sold sufficient to cover Varian Semiconductor's tax withholding obligation with respect to such vesting. This sale was effected pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- Represents average price of shares sold. Shares were sold at prices ranging from $31.00 to $31.01. The reporting person will provide the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
- The Options were granted on March 15, 2000 and will vest as to one-third (1/3) on March 15, 2001, one-third (1/3) on March 15, 2002 and the remaining one-third (1/3) on March 15, 2003.
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