Filing Details

Accession Number:
0001437749-10-000675
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-15 13:00:00
Reporting Period:
2010-03-11
Filing Date:
2010-03-15
Accepted Time:
2010-03-15 21:14:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790715 Sigma Designs Inc SIGM Semiconductors & Related Devices (3674) 942848099
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245501 A Kenneth Lowe C/O Sigma Designs, Inc.
1778 Mccarthy Blvd.
Milpitas CA 95035
Vp Of Strategic Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-11 3,334 $5.43 3,334 No 4 M Direct
Common Stock Acquisiton 2010-03-11 5,000 $9.89 8,334 No 4 M Direct
Common Stock Acquisiton 2010-03-11 10,000 $3.50 18,334 No 4 M Direct
Common Stock Disposition 2010-03-11 18,334 $12.18 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Acquisiton 2010-03-11 3,334 $5.43 3,334 $5.43
Common Stock Employee Stock Option Acquisiton 2010-03-11 5,000 $9.89 5,000 $9.89
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2010-03-11 10,000 $3.50 10,000 $3.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,334 2010-03-15 No 4 M Direct
5,000 No 4 M Direct
10,000 2010-05-31 No 4 M Direct
Footnotes
  1. The 25,000 shares initially underlying this option began vesting on 8/9/2004 and vest as follows: (i) 20% on 8/9/2005; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 8/9/2005.
  2. The 25,000 shares initially underlying this option began vesting on 10/28/2005 and vest as follows: (i) 20% on 10/28/2006; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 10/28/2006.
  3. The reported option expires in accordance with the following schedule: (a) the right to buy 5,000 shares expires on 3/15/2010; and (b) the right to buy the remaining 4,167 shares expires on 3/15/2011.
  4. The 80,000 shares initially underlying this option began vesting on 5/31/2000 and vest as follows: (i) 20% on 2/20/2001; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 5/31/2001.
  5. The price of $12.1827 is approximate based on preliminary and incomplete information provided by Wells Fargo Advisors. We will amend the Form 4 upon receiving the correct sale prices from the Broker as the shares were sold in multiple transactions.