Filing Details
- Accession Number:
- 0001437749-10-000675
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-15 13:00:00
- Reporting Period:
- 2010-03-11
- Filing Date:
- 2010-03-15
- Accepted Time:
- 2010-03-15 21:14:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
790715 | Sigma Designs Inc | SIGM | Semiconductors & Related Devices (3674) | 942848099 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245501 | A Kenneth Lowe | C/O Sigma Designs, Inc. 1778 Mccarthy Blvd. Milpitas CA 95035 | Vp Of Strategic Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-11 | 3,334 | $5.43 | 3,334 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-03-11 | 5,000 | $9.89 | 8,334 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-03-11 | 10,000 | $3.50 | 18,334 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-11 | 18,334 | $12.18 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Acquisiton | 2010-03-11 | 3,334 | $5.43 | 3,334 | $5.43 |
Common Stock | Employee Stock Option | Acquisiton | 2010-03-11 | 5,000 | $9.89 | 5,000 | $9.89 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-03-11 | 10,000 | $3.50 | 10,000 | $3.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,334 | 2010-03-15 | No | 4 | M | Direct | |
5,000 | No | 4 | M | Direct | ||
10,000 | 2010-05-31 | No | 4 | M | Direct |
Footnotes
- The 25,000 shares initially underlying this option began vesting on 8/9/2004 and vest as follows: (i) 20% on 8/9/2005; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 8/9/2005.
- The 25,000 shares initially underlying this option began vesting on 10/28/2005 and vest as follows: (i) 20% on 10/28/2006; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 10/28/2006.
- The reported option expires in accordance with the following schedule: (a) the right to buy 5,000 shares expires on 3/15/2010; and (b) the right to buy the remaining 4,167 shares expires on 3/15/2011.
- The 80,000 shares initially underlying this option began vesting on 5/31/2000 and vest as follows: (i) 20% on 2/20/2001; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 5/31/2001.
- The price of $12.1827 is approximate based on preliminary and incomplete information provided by Wells Fargo Advisors. We will amend the Form 4 upon receiving the correct sale prices from the Broker as the shares were sold in multiple transactions.