Filing Details
- Accession Number:
- 0000091440-10-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-12 12:00:00
- Reporting Period:
- 2010-03-11
- Filing Date:
- 2010-03-12
- Accepted Time:
- 2010-03-12 17:48:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91440 | Snap-On Inc | SNA | Cutlery, Handtools & General Hardware (3420) | 390622040 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1055687 | L Arthur Kelly | Kel Enterprises L.p. 20 South Clark Street, Suite 2222 Chicago, IL 60603 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-11 | 3,000 | $26.44 | 24,371 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-11 | 1,826 | $43.50 | 22,545 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-11 | 3,000 | $0.00 | 3,000 | $26.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2000-04-28 | 2010-04-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,000 | Indirect | By Trusts |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $29.36 | 2001-04-27 | 2011-04-27 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $32.08 | 2002-04-25 | 2012-04-25 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $28.43 | 2003-04-24 | 2013-04-24 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $33.55 | 2004-04-23 | 2014-04-23 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $32.76 | 2005-04-22 | 2015-04-22 | 3,000 | 3,000 | Direct |
| Common Stock | Deferred Stock Units | $0.00 | 24,837 | 24,837 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 3,698 | 3,698 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-04-27 | 3,000 | 3,000 | Direct |
| 2012-04-25 | 3,000 | 3,000 | Direct |
| 2013-04-24 | 3,000 | 3,000 | Direct |
| 2014-04-23 | 3,000 | 3,000 | Direct |
| 2015-04-22 | 3,000 | 3,000 | Direct |
| 24,837 | 24,837 | Direct | |
| 3,698 | 3,698 | Direct |
Footnotes
- Shares reported are held by the Kelly Family Trust and the A.L. Kelly Trust for which the reporting person is a trustee and beneficiary.
- Exercise of Rule 16b-3 stock option.
- 1 for 1.
- Scheduled for issuance in ten equal annual installments after the earliest of July 1, 2012, termination of service as a director, death or upon a change in control.
- All restrictions lapse upon the earliest of retirement from the Board, death or a change in control; the reporting person will receive the underlying shares upon the earliest of July 1, 2012 (in which case he will receive them in ten equal installments), death or a change in control.
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