Filing Details
- Accession Number:
- 0001289419-10-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-25 13:00:00
- Reporting Period:
- 2010-03-23
- Filing Date:
- 2010-03-25
- Accepted Time:
- 2010-03-25 12:09:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289419 | Morningstar Inc. | MORN | Investment Advice (6282) | 363297908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323954 | Bevin Desmond | C/O Morningstar, Inc. 22 West Washington Street Chicago IL 60602 | President, Int'l Business | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-23 | 10,000 | $14.13 | 47,937 | No | 4 | M | Indirect | By spouse |
| Common Stock | Disposition | 2010-03-23 | 10,000 | $49.27 | 37,937 | No | 4 | S | Indirect | By spouse |
| Common Stock | Acquisiton | 2010-03-24 | 10,000 | $14.13 | 45,569 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-24 | 10,000 | $49.01 | 35,569 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-03-23 | 10,000 | $0.00 | 10,000 | $14.13 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-03-24 | 10,000 | $0.00 | 10,000 | $14.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,500 | 2010-05-01 | No | 4 | M | Indirect | |
| 20,514 | 2010-05-01 | No | 4 | M | Direct |
Footnotes
- Includes 1,763 shares of Morningstar, Inc. common stock represented by restricted stock units.
- The options became exercisable in four equal installments on May 1, 2001, 2002, 2003 and 2004.
- This transaction was executed in multiple trades at prices ranging from $49.24 to $49.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $49.00 to $49.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
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