Filing Details

Accession Number:
0001104659-10-015499
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-19 13:00:00
Reporting Period:
2010-03-19
Filing Date:
2010-03-19
Accepted Time:
2010-03-19 18:23:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Solar International Inc. SOLR Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1289458 G3W Ventures Llc C/O G3W Ventures, Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
1311238 Ocm/Gfi Power Opportunities Fund Ii Cayman Lp C/O G3W Ventures, Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
1311239 Ocm/Gfi Power Opportunities Fund Ii Lp C/O G3W Ventures, Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
1440205 Gt Solar Holdings, Llc C/O G3W Ventures, Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
1440206 Gfi Power Opportunities Fund Ii Gp, Llc C/O G3W Ventures, Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
1440233 Ltd. (Cayman) Gp Ii Fund Opportunities Power Gfi C/O G3W Ventures, Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-19 3,750,000 $4.85 76,788,149 No 4 S Indirect By GT Solar Holdings, LLC See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By GT Solar Holdings, LLC See footnotes
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.01 Par Value Restricted Stock Unit $0.00 9,231 9,231 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
9,231 9,231 Direct
Footnotes
  1. These shares are owned directly by GT Solar Holdings, LLC. OCM/GFI Power Opportunities Fund II, L.P., or the "Main Fund," and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. G3W Ventures LLC, or "G3W," is one of the two investment managers of each of the OCM/GFI Funds. Voting and investment power with respect to securities owned by the OCM/GFI Funds is exercised by a four-person committee, composed of two representatives of G3W (any of Messrs. Lawrence D. Gilson, Richard K. Landers, and Ian A. Schapiro).
  2. GFI Power Opportunities Fund II, GP, LLC is the general partner of the Main Fund. GFI Power Opportunities Fund II GP (Cayman) Ltd. is the general partner of the Cayman Fund. G3W is the managing member of GFI Power Opportunities Fund II GP, LLC. By virtue of the ownership structure described above, each of the OCM/GFI Funds, G3W, GFI Power Opportunities Fund II GP, LLC, GFI Power Opportunities Fund II GP (Cayman) Ltd., Lawrence D. Gilson, Richard K. Landers and Ian A. Schapiro (collectively, the "GFI Group") may be deemed to have beneficial ownership of the shares owned by GT Solar Holdings, LLC. The GFI Group expressly disclaims beneficial ownership of the shares held by GT Solar Holdings, LLC, except to the extent of their respective pecuniary interests therein.
  3. Represents 9,231 restricted stock units. Each restricted stock unit represents the right to receive one share of common stock upon vesting. Vesting of the restricted stock units is subject to the continued service of J. Bradford Forth as a director of GT Solar International, Inc. The restricted stock units vest on August 7, 2010. Shares of common stock will be delivered to the reporting person on vesting.
  4. These securities are directly owned by G3W. By virtue of the ownership structure described above, each of Lawrence D. Gilson, Richard K. Landers and Ian A. Schapiro may be deemed to have beneficial ownership of the shares owned by G3W. Each of the foregoing persons expressly disclaims beneficial ownership of the shares held by G3W, except to the extent of their respective pecuniary interests therein.