Filing Details
- Accession Number:
- 0001373933-10-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-22 13:00:00
- Reporting Period:
- 2010-03-22
- Filing Date:
- 2010-03-22
- Accepted Time:
- 2010-03-22 19:23:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1279176 | Cpi International Inc. | CPII | Electronic Components & Accessories (3670) | 753142681 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1359393 | Robert Fickett | 811 Hansen Way Palo Alto CA 94303 | Coo And President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-03-22 | 2,758 | $0.74 | 33,302 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2010-03-22 | 2,758 | $13.42 | 30,544 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2010-03-22 | 2,758 | $0.00 | 2,758 | $0.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,551 | 2010-07-01 | No | 4 | M | Direct |
Footnotes
- Represents cash exercise of stock options that were scheduled to expire by July 2010.
- Includes 16,000 shares of restricted common stock granted under the issuer's 2006 Equity and Performance Incentive Plan.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- Represents the weighted average sale price for multiple transactions at prices ranging from $13.19 to $13.68 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- A percentage of these options were exercisable on July 1 of each of 2001, 2002 and 2003 and in January 2004.
Billionaire Hedge Funds
