Filing Details
- Accession Number:
- 0001193805-10-000768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-23 13:00:00
- Reporting Period:
- 2010-03-03
- Filing Date:
- 2010-03-23
- Accepted Time:
- 2010-03-23 18:05:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1082506 | Openwave Systems Inc | OPWV | Services-Prepackaged Software (7372) | 943219054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383026 | Kenneth Goldblatt | 515 Madison Avenue Suite 4200 New York NY 10022 | No | No | Yes | No | |
1383027 | L Seymour Goldblatt | 515 Madison Avenue Suite 4200 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-03 | 291,300 | $2.57 | 6,590,100 | No | 4 | S | Indirect | S Squared Technology, LLC |
Common Stock | Disposition | 2010-03-23 | 482,600 | $2.25 | 3,550,200 | No | 4 | S | Indirect | S Squared Capital II Management, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | S Squared Technology, LLC |
No | 4 | S | Indirect | S Squared Capital II Management, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 898,400 | Indirect | S Squared Technology Partners, L.P. |
Footnotes
- These securities may be deemed to be beneficially owned by Kenneth Goldblatt and Seymour L. Goldblatt (collectively, the "Reporting Persons") who are the owners ofS Squared Technology, LLC, S Squared Capital II Management LLC and S Squared Technology Partners, L.P., investment managers to private investment vehicles.Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not bedeemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, asamended, or for any other purpose. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934,as amended.