Filing Details
- Accession Number:
- 0001209191-10-019483
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-31 13:00:00
- Reporting Period:
- 2010-03-29
- Filing Date:
- 2010-03-31
- Accepted Time:
- 2010-03-31 16:30:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174746 | Intercontinentalexchange Inc | ICE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343879 | J David Peniket | 2100 Riveredge Parkway Suite 500 Atlanta GA 30328 | Pres.& Coo Of Ice Futures Eur. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-29 | 31,144 | $8.00 | 44,736 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-29 | 34,500 | $12.00 | 79,236 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-29 | 23,000 | $111.20 | 56,236 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-29 | 15,797 | $111.57 | 40,439 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-29 | 12,651 | $0.00 | 12,651 | $8.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-29 | 34,500 | $0.00 | 34,500 | $12.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-29 | 18,493 | $0.00 | 18,493 | $8.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-11 | No | 4 | M | Direct | |
| 0 | 2012-12-16 | No | 4 | M | Direct | |
| 0 | 2014-10-11 | No | 4 | M | Direct |
Footnotes
- As previously reported, the reporting person also indirectly beneficially owns shares of common stock, which were purchased by the reporting person's spouse on November 21, 2005.
- The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- The price range for the aggregate amount sold by the direct holder is $110.84 - $111.41. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- The price range for the aggregate amount sold by the direct holder is $111.42 - $111.92. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- These options are fully vested.
Billionaire Hedge Funds
