Filing Details
- Accession Number:
- 0001193805-10-000938
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-01 13:00:00
- Reporting Period:
- 2010-04-01
- Filing Date:
- 2010-04-01
- Accepted Time:
- 2010-04-01 16:45:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 65358 | United Capital Corp | ("AFP") | Miscellaneous Fabricated Metal Products (3490) | 042294493 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1056836 | Attilio Petrocelli | C/O United Capital Corp. 9 Park Place Great Neck NY 11021 | President, Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-01 | 256,000 | $6.53 | 5,525,448 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-01 | 344,000 | $6.53 | 5,869,448 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-01 | 600,000 | $24.60 | 5,269,448 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-04-01 | 344,000 | $0.00 | 344,000 | $6.53 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-04-01 | 256,000 | $0.00 | 256,000 | $6.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 256,000 | 2010-06-07 | No | 4 | M | Direct | |
| 0 | 2010-06-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000,000 | Indirect | By Spouse |
Footnotes
- Information in this Form 4 reflects a two-for-one stock split of the Company effective in 2003.
- The option exercise price has been rounded from an actual value of $6.53125 because the EDGAR software only provides for four decimal places.
- The Reporting Person sold the shares to the Company and the sales price was the closing price of the Company's common stock on March 29, 2010, as reported by NYSE Amex.
- The options vested in three equal annual installments beginning on June 7, 2001.
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