Filing Details
- Accession Number:
- 0001179110-10-004898
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-10 12:00:00
- Reporting Period:
- 2010-03-08
- Filing Date:
- 2010-03-10
- Accepted Time:
- 2010-03-10 14:29:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1030471 | Utstarcom Inc | UTSI | Communications Equipment, Nec (3669) | 521782500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209533 | Liang Hong Lu | 1275 Harbor Bay Parkway Suite 100 Alameda CA 94502 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-08 | 158,497 | $2.00 | 3,167,916 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Shares sold to cover tax withholding obligation with respect to vesting of restricted stock and restricted stock units; funds will be remitted to the Company with respect thereto. The 158,497 shares were sold through separate trades, with the sale prices ranging from $2.0037 to $2.0045, and at a weighted average sale price of $2.0040. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate purchase price.
Billionaire Hedge Funds
