Filing Details
- Accession Number:
- 0001209191-10-018270
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-22 13:00:00
- Reporting Period:
- 2010-03-18
- Filing Date:
- 2010-03-22
- Accepted Time:
- 2010-03-22 20:43:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1379895 | Dynegy Inc. | DYN | Electric Services (4911) | 205653152 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1405847 | Ls Power Partners, L.p. | 1700 Broadway, 35Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-03-18 | 16,905 | $1.48 | 1,572,060 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-19 | 13,700 | $1.45 | 1,558,360 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-19 | 73,598 | $1.40 | 1,484,762 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-18 | 848,601 | $1.48 | 78,915,329 | No | 4 | S | Indirect | See Remarks |
Class A Common Stock | Disposition | 2010-03-19 | 687,900 | $1.45 | 78,227,429 | No | 4 | S | Indirect | See Remarks |
Class A Common Stock | Disposition | 2010-03-19 | 3,694,331 | $1.40 | 74,533,098 | No | 4 | S | Indirect | See Remarks |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Remarks |
No | 4 | S | Indirect | See Remarks |
No | 4 | S | Indirect | See Remarks |
Footnotes
- Of these shares, LS Power Equity Partners, L.P. ("LSPEP") sold 520,560 shares, LS Power Equity Partners PIE I, L.P. ("PIE I") sold 315,654 shares and LSP Gen Investors, L.P. ("Gen Investors") sold 12,387 shares.
- Of these shares, LSPEP directly holds 48,409,282 shares, PIE I directly holds 29,354,132 shares, and Gen Investors directly holds 1,151,915 shares.
- Of these shares, LSPEP sold 422,000 shares, PIE I sold 255,900 shares, and Gen Investors sold 10,000 shares.
- Of these shares, LSPEP directly holds 47,987,282 shares, PIE I directly holds 29,098,232 shares, and Gen Investors directly holds 1,141,915 shares.
- Of these shares, LSPEP sold 2,266,206 shares, PIE I sold 1,374,158 shares, and Gen Investors sold 53,967 shares.
- Of these shares, LSPEP directly holds 45,721,076 shares, PIE I directly holds 27,724,074 shares, and Gen Investors directly holds 1,087,948 shares.