Filing Details
- Accession Number:
- 0001209191-10-018267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-22 13:00:00
- Reporting Period:
- 2010-03-18
- Filing Date:
- 2010-03-22
- Accepted Time:
- 2010-03-22 20:40:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1379895 | Dynegy Inc. | DYN | Electric Services (4911) | 205653152 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392345 | Mikhail Segal | C/O Ls Power Equity Advisors, Llc 1700 Broadway, 35Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-03-18 | 1,010,696 | $1.48 | 93,989,304 | No | 4 | S | Indirect | See Remarks |
Class A Common Stock | Disposition | 2010-03-19 | 819,300 | $1.45 | 93,170,004 | No | 4 | S | Indirect | See Remarks |
Class A Common Stock | Disposition | 2010-03-19 | 4,400,000 | $1.40 | 88,770,004 | No | 4 | S | Indirect | See Remarks |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Remarks |
No | 4 | S | Indirect | See Remarks |
No | 4 | S | Indirect | See Remarks |
Footnotes
- Of these shares, LS Power Associates, L.P. ("LSP Associates") sold 145,190 shares, LS Power Equity Partners, L.P. ("LSPEP") sold 520,560 shares, LS Power Equity Partners PIE I, L.P. ("PIE I") sold 315,654 shares, LS Power Partners, L.P. ("LSP Partners") sold 16,905 shares and LSP Gen Investors, L.P. ("Gen Investors") sold 12,387 shares.
- Of these shares, LSP Associates directly holds 13,501,915 shares, LSPEP directly holds 48,409,282 shares, PIE I directly holds 29,354,132 shares, LSP Partners directly holds 1,572,060 shares and Gen Investors directly holds 1,151,915 shares.
- Of these shares, LSP Associates sold 117,700 shares, LSPEP sold 422,000 shares, PIE I sold 255,900 shares, LSP Partners sold 13,700 shares and Gen Investors sold 10,000 shares.
- Of these shares, LSP Associates directly holds 13,384,215 shares, LSPEP directly holds 47,987,282 shares, PIE I directly holds 29,098,232 shares, LSP Partners directly holds 1,558,360 shares and Gen Investors directly holds 1,141,915 shares.
- Of these shares, LSP Associates sold 632,071 shares, LSPEP sold 2,266,206 shares, PIE I sold 1,374,158 shares, LSP Partners sold 73,598 shares and Gen Investors sold 53,967 shares.
- Of these shares, LSP Associates directly holds 12,752,144 shares, LSPEP directly holds 45,721,076 shares, PIE I directly holds 27,724,074 shares, LSP Partners directly holds 1,484,762 shares and Gen Investors directly holds 1,087,948 shares.