Filing Details
- Accession Number:
- 0001181431-10-019056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-31 13:00:00
- Reporting Period:
- 2010-03-29
- Filing Date:
- 2010-03-31
- Accepted Time:
- 2010-03-31 17:01:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29669 | Rr Donnelley & Sons Co | RRD | Commercial Printing (2750) | 361004130 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1408602 | L. Daniel Knotts | C/O Rr Donnelley 111 S. Wacker Drive Chicago IL 60606 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-29 | 20,000 | $18.80 | 319,984 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-29 | 54,530 | $7.09 | 374,514 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-29 | 74,530 | $21.44 | 299,984 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-29 | 20,000 | $0.00 | 20,000 | $18.80 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-29 | 54,530 | $0.00 | 54,530 | $7.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-26 | No | 4 | M | Direct | |
| 163,590 | 2019-03-02 | No | 4 | M | Direct |
Footnotes
- The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $21.40 to $21.4875 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- Includes 72,253 shares held directly by Mr. Knotts, 1,202 shares held jointly with Mr. Knott's spouse, 135 shares held through dividend reinvestment plan and 226,394 restricted stock units.
- The option vested in whole on 3/26/2007.
- Company granted option issued pursuant to Rule 16b-3 Plan.
- The option, representing a right to purchase a total of 218,120 shares, vests in four equal annual installments beginning on March 2, 2010.
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