Filing Details
- Accession Number:
- 0001437749-10-000604
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-08 12:00:00
- Reporting Period:
- 2010-03-05
- Filing Date:
- 2010-03-08
- Accepted Time:
- 2010-03-08 17:20:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
790715 | Sigma Designs Inc | SIGM | Semiconductors & Related Devices (3674) | 942848099 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245503 | Jacques Martinella | C/O Sigma Designs, Inc. 1778 Mccarthy Blvd. Milpitas CA 95035 | Vp Of Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-05 | 3,500 | $5.43 | 3,500 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-03-05 | 6,500 | $9.89 | 10,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-03-05 | 22,916 | $3.50 | 32,916 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-05 | 500 | $12.08 | 32,416 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-05 | 100 | $12.11 | 32,316 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-05 | 2,900 | $12.10 | 29,416 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-05 | 500 | $12.09 | 28,916 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-05 | 400 | $12.13 | 28,516 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-05 | 300 | $12.14 | 28,216 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-05 | 1,300 | $12.15 | 26,916 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-05 | 4,441 | $12.16 | 22,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-05 | 9,825 | $12.18 | 12,650 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-05 | 5,816 | $12.17 | 6,834 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-05 | 6,834 | $12.19 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-03-05 | 3,500 | $5.43 | 3,500 | $5.43 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-03-05 | 6,500 | $9.89 | 6,500 | $9.89 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-03-05 | 22,916 | $3.50 | 22,916 | $3.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,500 | 2010-03-15 | No | 4 | M | Direct | |
10,000 | No | 4 | M | Direct | ||
32,916 | 2010-05-31 | No | 4 | M | Direct |
Footnotes
- The 30,000 shares initially underlying this option began vesting on 8/9/2004 and vest as follows: (i) 20% on 8/9/2005; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 8/9/2005.
- The 30,000 shares initially underlying this option began vesting on 10/28/2005 and vest as follows: (i) 20% on 10/28/2006; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 10/28/2006.
- The reported option expires in accordance with the following schedule: (a) the right to buy 6,000 shares expires on 3/15/2010; and (b) the right to buy the remaining 5,000 shares expires on 3/15/2011.
- The 25,000 shares initially underlying this option began vesting on 5/31/2000 and vest as follows: (i) 20% on 2/20/2001; and (ii) the remaining 80% in equal monthly installments over the ensuing 48 months following 5/31/2001.