Filing Details
- Accession Number:
- 0001179110-10-004406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 19:28:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1030471 | Utstarcom Inc | UTSI | Communications Equipment, Nec (3669) | 521782500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389623 | J Viraj Patel | C/O Utstarcom, Inc., 1275 Harbor Bay Parkway Alameda CA 95402 | Int Cfo, Vp, Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-01 | 28,326 | $2.06 | 65,515 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-02 | 1,669 | $2.04 | 63,846 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The 28,326 shares were sold through separate trades, with the sale prices ranging from $2.00 to $2.14, and at a weighted average sale price of $2.06. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate purchase price.
Billionaire Hedge Funds
