Filing Details
- Accession Number:
- 0001127602-10-008431
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-12 12:00:00
- Reporting Period:
- 2010-03-10
- Filing Date:
- 2010-03-12
- Accepted Time:
- 2010-03-12 09:31:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1049502 | Mks Instruments Inc | MKSI | Industrial Instruments For Measurement, Display, And Control (3823) | 042277512 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202768 | Alexander John Smith | 2 Tech Drive Andover MA 01810 | V.p. & Chief Tech Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-10 | 1,157 | $0.00 | 1,157 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-03-10 | 1,667 | $0.00 | 2,824 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-10 | 898 | $19.07 | 1,926 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-03-11 | 1,926 | $19.04 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2010-03-10 | 1,157 | $0.00 | 1,157 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2010-03-10 | 1,667 | $0.00 | 1,667 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,057 | No | 4 | M | Direct | ||
10,167 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy tax withholding obligations.
- Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
- These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
- The RSUs vest in equal annual installments over three years.