Filing Details
- Accession Number:
- 0001127602-10-008903
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-17 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-17
- Accepted Time:
- 2010-03-17 11:14:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 721994 | Lakeland Financial Corp | LKFN | State Commercial Banks (6022) | 351559596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189416 | D Charles Smith | 1902 N. Bay Dr. Warsaw IN 46580 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-15 | 723 | $0.00 | 1,392 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-15 | 723 | $18.00 | 669 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-16 | 277 | $0.00 | 946 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-16 | 277 | $18.03 | 669 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-03-15 | 723 | $0.00 | 723 | $6.75 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-03-16 | 277 | $0.00 | 277 | $6.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,277 | 2005-06-13 | 2010-06-13 | No | 4 | M | Direct |
| 5,000 | 2005-06-13 | 2010-06-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 78,743 | Indirect | 401(k) Plan |
| Common Stock | 592 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 2012-02-05 | 2012-02-05 | 6,161 | 6,161 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2012-03-15 | 2012-03-15 | 4,000 | 4,000 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2013-02-01 | 2013-02-01 | 4,000 | 4,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $6.81 | 2006-01-09 | 2011-01-09 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $8.13 | 2006-12-11 | 2011-12-11 | 4,000 | 4,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $17.19 | 2008-12-09 | 2013-12-09 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-02-05 | 6,161 | 6,161 | Direct |
| 2012-03-15 | 4,000 | 4,000 | Direct |
| 2013-02-01 | 4,000 | 4,000 | Direct |
| 2011-01-09 | 10,000 | 10,000 | Direct |
| 2011-12-11 | 4,000 | 4,000 | Direct |
| 2013-12-09 | 10,000 | 10,000 | Direct |
Footnotes
- Each Restricted Stock Unit exercises into 1 share of Common Stock.
- Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.
- The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.
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