Filing Details

Accession Number:
0001127602-10-008367
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-11 12:00:00
Reporting Period:
2010-03-09
Filing Date:
2010-03-11
Accepted Time:
2010-03-11 17:24:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
70793 Nbty Inc NTY Pharmaceutical Preparations (2834) 112228617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1453422 Glenn Schneider C/O Nbty, Inc.
2100 Smithtown Avenue
Ronkonkoma NY 11779
Sr. V.p.- Assistant To The Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-09 69,028 $50.00 3,672 No 4 S Indirect Skylar Capital Limited Partnership (in which Glenn Schneider is the general partner)
Common Stock Disposition 2010-03-09 80,126 $50.00 34,049 No 4 S Indirect Shares owned by immediate family members of Glenn Schneider
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Skylar Capital Limited Partnership (in which Glenn Schneider is the general partner)
No 4 S Indirect Shares owned by immediate family members of Glenn Schneider
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,606 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $25.50 2018-02-01 20,000 20,000 Direct
Common Stock Stock Options (Right to Buy) $25.62 2019-06-23 40,000 40,000 Direct
Common Stock Stock Options (Right to Buy) $43.88 2019-12-23 11,145 11,145 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-01 20,000 20,000 Direct
2019-06-23 40,000 40,000 Direct
2019-12-23 11,145 11,145 Direct
Footnotes
  1. The shares covered by this Form 4 were sold pursuant to Mr. Schneider's Rule 10b5-1 plan, dated November 24, 2009.
  2. Includes 594 Restricted Stock Units which vest on 12/23/2011; 594 Restricted Stock Units which vest on 12/23/2012 and 595 Restricted Stock Units which vest on 12/23/2013.
  3. Includes Mr. Schneider's beneficial ownership of 1,923 shares of NBTY, Inc. common stock through the Employee Stock Ownership Plan.
  4. 6,666 options became exercisable on 2/1/2010, 6,667 options become exercisable on 2/1/2011 and 6,667 options become exercisable on 2/1/2012.
  5. 13,333 options become exercisable on 6/23/2011, 13,333 options become exercisable on 6/23/2012 and 13,334 options become exercisable on 6/23/2013.
  6. 3,715 options become exercisable on 12/23/2011, 3,715 options become exercisable on 12/23/2012 and 3,715 options become exercisable on 12/23/2013.