Filing Details
- Accession Number:
- 0001225208-10-007973
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-11 12:00:00
- Reporting Period:
- 2010-03-09
- Filing Date:
- 2010-03-11
- Accepted Time:
- 2010-03-11 19:31:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910073 | New York Community Bancorp Inc | NYB | Savings Institutions, Not Federally Chartered (6036) | 061377322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 942235 | M John Tsimbinos | 615 Merrick Avenue Westbury NY 11590 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-09 | 23,431 | $16.00 | 126,569 | No | 4 | S | Indirect | By 2009 GRAT |
| Common Stock | Disposition | 2010-03-10 | 1,569 | $16.03 | 125,000 | No | 4 | S | Indirect | By 2009 GRAT |
| Common Stock | Disposition | 2010-03-10 | 25,000 | $16.25 | 100,000 | No | 4 | S | Indirect | By 2009 GRAT |
| Common Stock | Disposition | 2010-03-11 | 25,000 | $16.50 | 75,000 | No | 4 | S | Indirect | By 2009 GRAT |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By 2009 GRAT |
| No | 4 | S | Indirect | By 2009 GRAT |
| No | 4 | S | Indirect | By 2009 GRAT |
| No | 4 | S | Indirect | By 2009 GRAT |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 800,451 | Direct | |
| Common Stock | 359,836 | Indirect | By 2007 GRAT |
| Common Stock | 355,000 | Indirect | By 2008 GRAT |
| Common Stock | 53,460 | Indirect | By IRA |
| Common Stock | 80,649 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $18.40 | 2003-10-31 | 2011-06-26 | 33,389 | 33,389 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-06-26 | 33,389 | 33,389 | Direct |
Footnotes
- This Form 4 reflects the sale of 23,431 shares on March 9, 2010, 26,569 shares on March 10, 2010 and 25,000 shares on March 11, 2010 from Mr. Tsimbinos' 2009 GRAT pursuant to a Board-approved Rule 10b5-1 trading plan submitted for Board consideration and approved on August 18, 2009. The Rule 10b5-1 trading plan was adopted for estate planning purposes.
- Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan are fully vested and exercisable as of October 31, 2003.
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