Filing Details
- Accession Number:
- 0001140361-10-011904
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-15 13:00:00
- Reporting Period:
- 2010-03-11
- Filing Date:
- 2010-03-15
- Accepted Time:
- 2010-03-15 16:14:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1295172 | Riskmetrics Group Inc | RISK | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1120741 | M David Obstler | C/O Riskmetrics Group, Inc. One Chase Manhattan Plaza, 44Th Floor New York NY 10005 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2010-03-11 | 10,000 | $4.80 | 30,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2010-03-11 | 10,000 | $22.10 | 20,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2010-03-12 | 10,000 | $4.80 | 30,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2010-03-12 | 10,000 | $22.25 | 20,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-11 | 10,000 | $0.00 | 10,000 | $4.80 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-12 | 10,000 | $0.00 | 10,000 | $4.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 377,000 | 2006-01-28 | 2015-01-28 | No | 4 | M | Direct |
| 367,000 | 2006-01-28 | 2015-01-28 | No | 4 | M | Direct |
Billionaire Hedge Funds
