Home > Insider Trading > Filing (0001179110-10-005537)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1235468	Liquidity Services Inc	LQDT	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1294242	Cayce G Roy	C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036	Exec. Vp/Pres. Asset Recovery	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-03-15	4,000	$0.00	4,000	No	4	M	Direct
Common Stock	Disposition	2010-03-15	513	$12.52	3,487	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Share Grant	Disposition	2010-03-15	4,000	$0.00	4,000	$9.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-10-01	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Grant	$9.05	2019-10-01	9,422	9,422	Direct
Common Stock	Employee Stock Option	$9.05	2019-10-01	29,481	29,481	Direct
Common Stock	Employee Stock Option	$10.82	2018-07-30	320,000	320,000	Direct
Common Stock	Employee Stock Option	$10.82	2018-07-30	259,166	259,166	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-10-01	9,422	9,422	Direct
2019-10-01	29,481	29,481	Direct
2018-07-30	320,000	320,000	Direct
2018-07-30	259,166	259,166	Direct

Footnotes

These restricted shares fully vested on March 15, 2010, based on the Issuer's achievement of certain financial milestones. The transactions in this Form 4 represent the portion of these shares sold.
Twenty-five percent of this restricted stock grant will vest on October 1, 2010 and thereafter 1/4th of the restricted share grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant will vest on October 1, 2010 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
These restricted shares fully vested on March 15, 2010, based on the Issuer's achievement of certain financial milestones.
This option becomes vested and exercisable, if at all, based on the Issuer's Asset Recovery Division's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on August 25, 2009 and thereafter 1/48th of the option grant will vest each month for thirty-six months.