Filing Details
- Accession Number:
- 0000950142-10-000548
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-03-26 13:00:00
- Reporting Period:
- 2010-03-22
- Filing Date:
- 2010-03-26
- Accepted Time:
- 2010-03-26 21:17:55
- Original Submission Date:
- 2010-03-24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1316898 | Jamba Inc. | JMBA | Retail-Eating & Drinking Places (5810) | 202122262 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259062 | R Andrew Heyer | C/O Mistral Capital Management, Llc 650 Fifth Avenue, 31St Floor New York NY 10019 | Yes | No | Yes | No | |
1414551 | Mistral Equity Partners, Lp | 650 Fifth Avenue New York NY 10019 | No | No | Yes | No | |
1436115 | Mistral Equity Gp Llc | 650 Fifth Avenue New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-22 | 165,020 | $2.22 | 1,673,242 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2010-03-22 | 121,311 | $2.22 | 1,230,046 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 43,709 | $2.22 | 443,196 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-22 | 8,980 | $2.22 | 91,058 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 587,196 | $2.20 | 1,086,046 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2010-03-23 | 431,664 | $2.20 | 798,382 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 155,532 | $2.20 | 287,664 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-23 | 31,956 | $2.20 | 59,102 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $2.22 to $2.23. The Reporting Persons (as defined below) undertake to provide upon request by the staff of the Securities and Exchange Commission, Jamba, Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Mistral Equity GP, LLC ("ME GP") is the general partner of (i) Mistral Equity Partners, LP ("MEP), a Delaware limited partnership and (ii) Mistral Equity Partners QP, LP ("MEP QP"), a Delaware limited partnership. Andrew R. Heyer ("Mr. Heyer"), who became a director of the Issuer on June 16, 2009, is the chief executive officer, sole managing member and a managing director of ME GP.
- Mr. Heyer is the sole managing member of MEP Co-Invest, LLC ("MEP C-I"), a Delaware limited liability company. Mr. Heyer, ME GP and MEP are referred to herein as the "Reporting Persons."
- Represents 121,311 shares of Common Stock sold by MEP and 43,709 shares of Common Stock sold by MEP QP. After the sales, ME GP owned indirectly 1,673,242 shares of the Issuer's Common Stock.
- Represents 121,311 shares of Common Stock sold by MEP. After the sale, MEP owned directly 1,230,046 shares of the Issuer's Common Stock.
- Represents 43,709 shares of Common Stock sold by MEP QP. After the sale, MEP QP owned directly 443,196 shares of the Issuer's Common Stock.
- Represents 8,980 shares of Common Stock sold by MEP C-I. After the sale, MEP C-1 owned directly 91,058 shares of the Issuer's Common Stock.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $2.20 to $2.23. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents 431,664 shares of Common Stock sold by MEP and 155,532 shares of Common Stock sold by MEP QP. After the sale, ME GP owns indirectly 1,086,046 shares of the Issuer's Common Stock.
- Represents 431,664 shares of Common Stock sold by MEP. After the sale, ME owns indirectly 798,382 shares of the Issuer's Common Stock.
- Represents 155,532 shares of Common Stock sold by MEP QP. After the sale, MEP QP owns directly 287,664 shares of the Issuer's Common Stock.
- Represents 31,956 shares of Common Stock sold by MEP C-I. After the sale, MEP C-1 owns directly 59,102 shares of the Issuer's Common Stock.
- Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.