Filing Details
- Accession Number:
- 0001209191-10-017198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-16 13:00:00
- Reporting Period:
- 2010-03-12
- Filing Date:
- 2010-03-16
- Accepted Time:
- 2010-03-16 14:23:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1064728 | Peabody Energy Corp | BTU | Bituminous Coal & Lignite Surface Mining (1221) | 134004153 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1214513 | C William Rusnack | C/O Peabody Energy Corporation 701 Market Street St. Louis MO 63101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-12 | 4,331 | $6.05 | 12,860 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-03-12 | 7,773 | $6.43 | 20,633 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-12 | 12,104 | $48.78 | 8,529 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (right to buy) | Disposition | 2010-03-12 | 4,331 | $6.05 | 4,331 | $6.05 |
Common Stock | Director Stock Option (right to buy) | Disposition | 2010-03-12 | 7,773 | $6.43 | 7,773 | $6.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-01-29 | No | 4 | M | Direct | |
0 | 2012-05-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,632 | Indirect | By Trust |
Footnotes
- This represents the weighted average sale price for the shares. The shares were sold in multiple transactions at prices ranging from $48.57 to $48.97 per share, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options vested in three equal annual installments beginning January 29, 2003.
- Does not include options with different expiration dates and exercise prices.
- The options vested in three equal annual installments beginning May 3, 2003.