Filing Details
- Accession Number:
- 0001209191-10-016488
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-03-12 12:00:00
- Reporting Period:
- 2010-02-01
- Filing Date:
- 2010-03-12
- Accepted Time:
- 2010-03-12 10:48:53
- Original Submission Date:
- 2010-03-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1376812 | Patriot Coal Corp | PCX | Bituminous Coal & Lignite Mining (1220) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
73076 | Northwestern Mutual Life Insurance Co | 720 East Wisconsin Avenue Milwaukee WI 53202 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-01 | 8,844 | $16.00 | 8,844 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-02-04 | 8,844 | $0.00 | 0 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Direct |
Footnotes
- The Reporting Person may be deemed a member of a group beneficially owning 10% or more of the Common Stock of the Issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The Reporting Person disclaims beneficial ownership of the shares beneficially owned by any other person, and this report shall not be deemed an admission that such a group exists or that the Reporting Person is the beneficial owner of the securities of such group for purposes of Section 16 or for any other purpose.
- The 8,844 shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement") which provided that certain persons including the Reporting Person would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466).
- This Form 4/A amends the Form 4 filing dated March 3, 2010 to reflect that the closing price on the date of transfer of the 8,844 shares to Paul Vining was $14.30.