Filing Details
- Accession Number:
- 0001209191-10-016022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-10 12:00:00
- Reporting Period:
- 2010-03-08
- Filing Date:
- 2010-03-10
- Accepted Time:
- 2010-03-10 16:45:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1333170 | Nxstage Medical Inc. | NXTM | Electromedical & Electrotherapeutic Apparatus (3845) | 043454702 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409195 | J. Michael Webb | C/O Nxstage Medical, Inc. 439 South Union Street Lawrence MA 01843 | Svp, Quality & Regulatory | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-08 | 54,124 | $0.00 | 113,001 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-08 | 54,124 | $9.86 | 58,877 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-03-09 | 6,284 | $0.00 | 65,161 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-03-09 | 8,043 | $0.00 | 73,204 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-03-09 | 1,316 | $0.00 | 74,520 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-03-09 | 7,516 | $0.00 | 82,036 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-09 | 23,159 | $10.03 | 58,877 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2010-03-08 | 54,124 | $0.00 | 54,124 | $3.76 |
Common Stock | Stock Option (right to buy) | Disposition | 2010-03-09 | 6,284 | $0.00 | 6,284 | $3.76 |
Common Stock | Stock Option (right to buy) | Disposition | 2010-03-09 | 8,043 | $0.00 | 8,043 | $4.10 |
Common Stock | Stock Option (right to buy) | Disposition | 2010-03-09 | 1,316 | $0.00 | 1,316 | $4.10 |
Common Stock | Stock Option (right to buy) | Disposition | 2010-03-09 | 7,516 | $0.00 | 7,516 | $5.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,284 | 2001-09-22 | 2011-08-22 | No | 4 | M | Direct |
0 | 2001-09-22 | 2011-08-22 | No | 4 | M | Direct |
0 | 2003-03-04 | 2013-02-04 | No | 4 | M | Direct |
0 | 2002-04-07 | 2012-03-07 | No | 4 | M | Direct |
0 | 2004-03-13 | 2014-02-13 | No | 4 | M | Direct |
Footnotes
- The shares were sold in multiple transactions on March 8, 2010 at an actual purchase price ranging from $9.645 to $10.15 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2009.
- The shares were sold in multiple transactions on March 9, 2010 at an actual purchase price ranging from $10.00 to $10.14 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- This stock option vested over four years in 48 equal monthly installments.