Filing Details
- Accession Number:
- 0000719955-10-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-29 13:00:00
- Reporting Period:
- 2010-03-25
- Filing Date:
- 2010-03-29
- Accepted Time:
- 2010-03-29 21:48:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225919 | Howard Lester | 3250 Van Ness Avenue San Francisco CA 94109 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-26 | 142 | $27.10 | 504 | No | 4 | J | Indirect | by Managed Account |
| Common Stock | Disposition | 2010-03-25 | 75,000 | $27.71 | 2,019,895 | No | 4 | S | Indirect | by Trust |
| Common Stock | Acquisiton | 2010-03-29 | 100,000 | $15.00 | 2,119,895 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2010-03-29 | 100,000 | $26.79 | 2,019,895 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | by Managed Account |
| No | 4 | S | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-29 | 100,000 | $26.79 | 100,000 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-04-25 | No | 4 | M | Direct |
Footnotes
- The reporting person owns $13,671.34 in the Williams-Sonoma, Inc. stock fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 26, 2010. The number of shares indirectly owned was calculated by dividing the amount owned in the Williams-Sonoma, Inc. stock fund by $27.10, the closing price of Williams-Sonoma, Inc. common stock on March 25, 2010.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $27.60 to $27.8925. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Includes 2,582 shares acquired by the Reporting Person pursuant to distributions from his 401(k) account in December 2008 and December 2009 and are now held directly by the Lester Family Trust.
- Shares held directly by the Lester Family Trust for which the Reporting Person serves as trustee.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $26.75 to $27.00. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vested in equal installments on April 25, 2001, 2002, 2003, 2004, and 2005.
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