Filing Details

Accession Number:
0001112679-10-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-03 12:00:00
Reporting Period:
2010-03-01
Filing Date:
2010-03-03
Accepted Time:
2010-03-03 19:56:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1112679 Stephen Yu C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-02 13,179 $22.76 46,667 No 4 M Direct
Common Stock Disposition 2010-03-02 13,179 $34.34 33,488 No 4 S Direct
Common Stock Disposition 2010-03-02 1,661 $33.91 31,827 No 4 S Direct
Common Stock Disposition 2010-03-03 2,839 $34.75 28,988 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2010-03-02 13,179 $0.00 13,179 $22.76
Common Stock Employee Stock Options (right to buy) Acquisiton 2010-03-01 35,000 $0.00 35,000 $33.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-05-01 No 4 M Direct
35,000 2017-03-01 No 4 A Direct
Footnotes
  1. Sold pursuant to Mr. Yu's 10b5-1 plan dated November 18, 2009.
  2. Shares sold on the open market are reported as an average sell price per share of $34.34; breakdown of shares sold and per share sale prices are as follows: 4,000 at $33.86; 1,018 at $34.83 and 8,161 at $34.51.
  3. Shares sold on the open market are reported as an average sell price per share of $34.75; breakdown of shares sold and per share sale prices are as follows: 2,400 at $34.75; 39 at $34.74 and 400 at $34.76.
  4. Granted May 1, 2006; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  5. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.