Filing Details
- Accession Number:
- 0001112679-10-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 19:56:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1112679 | Stephen Yu | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-02 | 13,179 | $22.76 | 46,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-02 | 13,179 | $34.34 | 33,488 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-02 | 1,661 | $33.91 | 31,827 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-03 | 2,839 | $34.75 | 28,988 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-03-02 | 13,179 | $0.00 | 13,179 | $22.76 |
Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2010-03-01 | 35,000 | $0.00 | 35,000 | $33.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-05-01 | No | 4 | M | Direct | |
35,000 | 2017-03-01 | No | 4 | A | Direct |
Footnotes
- Sold pursuant to Mr. Yu's 10b5-1 plan dated November 18, 2009.
- Shares sold on the open market are reported as an average sell price per share of $34.34; breakdown of shares sold and per share sale prices are as follows: 4,000 at $33.86; 1,018 at $34.83 and 8,161 at $34.51.
- Shares sold on the open market are reported as an average sell price per share of $34.75; breakdown of shares sold and per share sale prices are as follows: 2,400 at $34.75; 39 at $34.74 and 400 at $34.76.
- Granted May 1, 2006; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.