Filing Details

Accession Number:
0001104659-10-012896
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-08 12:00:00
Reporting Period:
2010-03-04
Filing Date:
2010-03-08
Accepted Time:
2010-03-08 19:06:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108185 Occam Networks Inc OCNW Computer Communications Equipment (3576) 770442752
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209576 Mark Rumer 6868 Cortona Drive
Santa Barbara CA 93117
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-04 17,824 $3.60 117,704 No 4 M Direct
Common Stock Disposition 2010-03-04 8,747 $7.03 108,957 No 4 S Direct
Common Stock Disposition 2010-03-04 165 $7.02 108,792 No 4 S Direct
Common Stock Disposition 2010-03-04 3,901 $7.06 104,891 No 4 S Direct
Common Stock Disposition 2010-03-04 744 $7.03 104,147 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-03-04 17,824 $0.00 17,824 $3.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-11-09 No 4 M Direct
Footnotes
  1. The Reporting Person no longer reports as beneficially owned 69,083 shares of Occam Networks, Inc. common stock, owned by his ex-wife, pursuant to a divorce decree in June 2005.
  2. Includes 1,608 shares of Occam Networks, Inc. Common Stock acquired under the 2006 Employee Stock Purchase Plan, on February 16, 2010.
  3. The option vested over four years, with 25% of the shares subject to the option being exercisable on May 9, 2002 and the balance of the shares subject to the option vested and became exercisable on a ratable monthly basis over the succeeding three years.