Filing Details
- Accession Number:
- 0001104659-10-012896
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-08 12:00:00
- Reporting Period:
- 2010-03-04
- Filing Date:
- 2010-03-08
- Accepted Time:
- 2010-03-08 19:06:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108185 | Occam Networks Inc | OCNW | Computer Communications Equipment (3576) | 770442752 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209576 | Mark Rumer | 6868 Cortona Drive Santa Barbara CA 93117 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-04 | 17,824 | $3.60 | 117,704 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-04 | 8,747 | $7.03 | 108,957 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-04 | 165 | $7.02 | 108,792 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-04 | 3,901 | $7.06 | 104,891 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-04 | 744 | $7.03 | 104,147 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-03-04 | 17,824 | $0.00 | 17,824 | $3.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-11-09 | No | 4 | M | Direct |
Footnotes
- The Reporting Person no longer reports as beneficially owned 69,083 shares of Occam Networks, Inc. common stock, owned by his ex-wife, pursuant to a divorce decree in June 2005.
- Includes 1,608 shares of Occam Networks, Inc. Common Stock acquired under the 2006 Employee Stock Purchase Plan, on February 16, 2010.
- The option vested over four years, with 25% of the shares subject to the option being exercisable on May 9, 2002 and the balance of the shares subject to the option vested and became exercisable on a ratable monthly basis over the succeeding three years.