Filing Details
- Accession Number:
- 0001225450-10-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-29 13:00:00
- Reporting Period:
- 2010-03-29
- Filing Date:
- 2010-03-29
- Accepted Time:
- 2010-03-29 17:27:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288469 | Maxlinear Inc | MXL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1048637 | M Philip Young | 2735 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
| 1225480 | D Jonathan Root | 2735 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
| 1225484 | C L L Viii Group Management Presidio | 2735 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
| 1316575 | J Christopher Rust | 2735 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
| 1474322 | M Casey Tansey | 2735 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock ($0.0001 Par Value) | Disposition | 2010-03-29 | 5,309,952 | $0.00 | 0 | No | 4 | J | Indirect | Directly owned by USVP VIII |
| Common Stock ($0.0001 Par Value) | Disposition | 2010-03-29 | 51,253 | $0.00 | 0 | No | 4 | J | Indirect | Directly owned by AFF VIII |
| Common Stock ($0.0001 Par Value) | Disposition | 2010-03-29 | 49,076 | $0.00 | 0 | No | 4 | J | Indirect | Directly owned by EP VIII-A |
| Common Stock ($0.0001 Par Value) | Disposition | 2010-03-29 | 24,877 | $0.00 | 0 | No | 4 | J | Indirect | Directly owned by EP VIII-B |
| Class A Common Stock ($0.0001 Par Value) | Acquisiton | 2010-03-29 | 555,107 | $0.00 | 555,107 | No | 4 | C | Indirect | Directly owned by USVP VIII |
| Class A Common Stock ($0.0001 Par Value) | Acquisiton | 2010-03-29 | 5,358 | $0.00 | 5,358 | No | 4 | C | Indirect | Directly owned by AFF VIII |
| Class A Common Stock ($0.0001 Par Value) | Acquisiton | 2010-03-29 | 5,130 | $0.00 | 5,130 | No | 4 | C | Indirect | Directly owned by EP VIII-A |
| Class A Common Stock ($0.0001 Par Value) | Acquisiton | 2010-03-29 | 2,600 | $0.00 | 2,600 | No | 4 | C | Indirect | Directly owned by EP VIII-B |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2010-03-29 | 555,107 | $14.00 | 0 | No | 4 | S | Indirect | Directly owned by USVP VIII |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2010-03-29 | 5,358 | $14.00 | 0 | No | 4 | S | Indirect | Directly owned by AFF VIII |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2010-03-29 | 5,130 | $14.00 | 0 | No | 4 | S | Indirect | Directly owned by EP VIII-A |
| Class A Common Stock ($0.0001 Par Value) | Disposition | 2010-03-29 | 2,600 | $14.00 | 0 | No | 4 | S | Indirect | Directly owned by EP VIII-B |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | Directly owned by USVP VIII |
| No | 4 | J | Indirect | Directly owned by AFF VIII |
| No | 4 | J | Indirect | Directly owned by EP VIII-A |
| No | 4 | J | Indirect | Directly owned by EP VIII-B |
| No | 4 | C | Indirect | Directly owned by USVP VIII |
| No | 4 | C | Indirect | Directly owned by AFF VIII |
| No | 4 | C | Indirect | Directly owned by EP VIII-A |
| No | 4 | C | Indirect | Directly owned by EP VIII-B |
| No | 4 | S | Indirect | Directly owned by USVP VIII |
| No | 4 | S | Indirect | Directly owned by AFF VIII |
| No | 4 | S | Indirect | Directly owned by EP VIII-A |
| No | 4 | S | Indirect | Directly owned by EP VIII-B |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock ($0.0001 Par Value) | Class B Common Stock (convertible into Class A Common Stock) | Acquisiton | 2010-03-29 | 5,309,952 | $0.00 | 5,309,952 | $0.00 |
| Class A Common Stock ($0.0001 Par Value) | Class B Common Stock (convertible into Class A Common Stock) | Acquisiton | 2010-03-29 | 51,253 | $0.00 | 51,253 | $0.00 |
| Class A Common Stock ($0.0001 Par Value) | Class B Common Stock (convertible into Class A Common Stock) | Acquisiton | 2010-03-29 | 49,076 | $0.00 | 49,076 | $0.00 |
| Class A Common Stock ($0.0001 Par Value) | Class B Common Stock (convertible into Class A Common Stock) | Acquisiton | 2010-03-29 | 24,877 | $0.00 | 24,877 | $0.00 |
| Class A Common Stock ($0.0001 Par Value) | Class B Common Stock (convertible into Class A Common Stock) | Disposition | 2010-03-29 | 555,107 | $0.00 | 555,107 | $0.00 |
| Class A Common Stock ($0.0001 Par Value) | Class B Common Stock (convertible into Class A Common Stock) | Disposition | 2010-03-29 | 5,358 | $0.00 | 5,358 | $0.00 |
| Class A Common Stock ($0.0001 Par Value) | Class B Common Stock (convertible into Class A Common Stock) | Disposition | 2010-03-29 | 5,130 | $0.00 | 5,130 | $0.00 |
| Class A Common Stock ($0.0001 Par Value) | Class B Common Stock (convertible into Class A Common Stock) | Disposition | 2010-03-29 | 2,600 | $0.00 | 2,600 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,309,952 | No | 4 | J | Indirect | ||
| 51,253 | No | 4 | J | Indirect | ||
| 49,076 | No | 4 | J | Indirect | ||
| 24,877 | No | 4 | J | Indirect | ||
| 4,754,845 | No | 4 | C | Indirect | ||
| 45,895 | No | 4 | C | Indirect | ||
| 43,946 | No | 4 | C | Indirect | ||
| 22,277 | No | 4 | C | Indirect |
Footnotes
- Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock ($0.0001 par value) automatically converted into one share of Class B Common Stock ($0.0001 par value) immediately prior to the closing of the Registrant's initial public offering on March 29, 2010.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the Registrant's publicly traded stock registered under Section 12(b) of the Securities and Exchange Act of 1934, as amended, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock
- See additional Form 4 filed by Presidio Management Group VIII, LLC ("PMG VIII") for additional members of this joint filing. PMG VIII is the general partner of US Venture Partners VIII, L.P. ("USVP VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A"), USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B"), and USVP VIII Affiliates Fund, L.P. ("AFF VIII"), and Timothy Connors, Irwin Federman, Winston S. Fu, Steven M. Krausz, David E. Liddle, Jonathan D. Root, Christopher Rust, Casey M. Tansey, and Philip M. Young, the managing members of PMG VIII, may be deemed to share voting and dispositive power over the shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII. Such persons and entities disclaim beneficial ownership of shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII except to the extent of any pecuniary interest therein.
- Each share of Class A Common Stock, which is the publicly traded stock, was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Persons.
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