Filing Details
- Accession Number:
- 0001137411-10-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-15 13:00:00
- Reporting Period:
- 2010-03-12
- Filing Date:
- 2010-03-15
- Accepted Time:
- 2010-03-15 18:01:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213511 | L Kent Statler | M/S 124-123 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Execvp And Coo, Commercial Sys | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-12 | 4,768 | $20.97 | 16,309 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 4,222 | $23.68 | 20,531 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 3,575 | $27.97 | 24,106 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 7,824 | $36.55 | 31,930 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-12 | 20,389 | $60.42 | 11,541 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-03-12 | 4,768 | $0.00 | 4,768 | $20.97 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-03-12 | 4,222 | $0.00 | 4,222 | $23.68 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-03-12 | 3,575 | $0.00 | 3,575 | $27.97 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-03-12 | 7,824 | $0.00 | 7,824 | $36.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-09-11 | No | 4 | M | Direct | |
| 0 | 2013-01-06 | No | 4 | M | Direct | |
| 0 | 2013-11-06 | No | 4 | M | Direct | |
| 0 | 2014-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,167 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 3, 2010.
- Shares represented by Company stock fund units under the Rockwell Collins, Inc. 2001 qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of February 1, 2010.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options vested in three substantially equal annual installments and are currently exercisable.
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