Filing Details
- Accession Number:
- 0001179110-10-005280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-15 13:00:00
- Reporting Period:
- 2010-03-11
- Filing Date:
- 2010-03-15
- Accepted Time:
- 2010-03-15 18:42:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
899689 | Vornado Realty Trust | VNO | Real Estate Investment Trusts (6798) | 221657560 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904503 | Steven Roth | 888 Seventh Avenue New York NY 10019 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2010-01-06 | 28,900 | $0.00 | 1,822,983 | No | 5 | G | Direct | |
Common Shares | Disposition | 2010-03-12 | 100,000 | $73.61 | 1,722,983 | No | 4 | S | Direct | |
Common Shares | Disposition | 2010-03-15 | 13,700 | $0.00 | 1,709,283 | No | 5 | G | Direct | |
Common Shares | Disposition | 2010-03-15 | 6,850 | $0.00 | 1,702,433 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Restricted Units | Acquisiton | 2010-03-11 | 75,775 | $0.00 | 75,775 | $0.00 |
Common Shares | Options (Right to Buy) | Acquisiton | 2010-03-11 | 207,000 | $72.60 | 207,000 | $72.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,775 | No | 4 | A | Direct | ||
207,000 | 2020-03-10 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 7,873 | Indirect | Held by foundation |
Common Shares | 37,299 | Indirect | Held by spouse |
Common Shares | 1,545,679 | Indirect | Held by grantor retained annuity trusts |
Common Shares | 5,603,548 | Indirect | Held by partnership |
Footnotes
- On March 11, 2010, the reporting person received a grant of restricted units (the "Restricted Units") of Vornado Realty L.P. (the "Operating Partnership"), the operating partnership of Vornado Realty Trust (the "Company"). The Restricted Units are a class of units of the Operating Partnership that following the occurrence of certain events and upon vesting are convertible by the holder into an equivalent number of Class A Units of the Operating Partnership. Class A Units of the Operating Partnership are redeemable by the holder for cash or, at the Company's election, Common Shares of the Company on a one for one basis or the cash value of such shares.
- The Restricted Units vest in equal portions over a four-year period with the initial vesting occurring on March 11, 2011.
- These options vest ratably over a four-year period with the first vesting occurring on March 11, 2011.
- These Common Shares were a gift to an institute of higher learning.
- These Common Shares were a gift to a performing arts center.
- The amount of Securities Beneficially Owned Following the Reported Transaction on 1/20/2010 should have been 1,851,883.
- These Common Shares are held by the Daryl and Steven Roth Foundation, a charitable foundation, over which Mr. Roth holds sole voting and investment power. Mr. Roth disclaims any pecuniary interest in these Common Shares.
- These Common Shares are held by Mr. Roth's spouse. The filing of this Form 4 shall not be deemed an admission that Mr. Roth is the beneficial owner of the Common Shares.
- These Common Shares are held in grantor retained annuity trusts. The filing of this Form 4 shall not be deemed an admission that Mr. Roth is the beneficial owner of the Common Shares.
- These Common Shares are held by Interstate Properties, a New Jersey general partnership of which Mr. Roth is the managing general partner. The filing of this Form 4 shall not be deemed an admission that Mr. Roth is the beneficial owner of these 5,603,548 Common Shares, except to the extent of his pecuniary interest.