Filing Details

Accession Number:
0001209191-10-018028
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-19 13:00:00
Reporting Period:
2010-03-18
Filing Date:
2010-03-19
Accepted Time:
2010-03-19 16:52:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216771 Sup Chong Park C/O: Smart Modular Technologies
39870 Eureka Dr.
Newark CA 94560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-18 1,000 $2.09 13,712 No 4 M Direct
Common Stock Disposition 2010-03-18 1,000 $6.77 12,712 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2010-03-18 1,000 $0.00 1,000 $2.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,000 2007-06-16 2015-06-15 No 4 M Direct
Footnotes
  1. Reflects beneficial ownership of 13,712 shares of common stock, upon the exercise of options but before the sale of 1,000 shares of common stock on 03/18/2010, and includes 12,712 unvested time-based RSUs.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2008, as amended.
  3. This is an average sale price based on the sale of common stock as follows:100 shares were sold at $6.66 per share; 100 shares were sold at $6.71 per share; 200 shares were sold at $6.78 per share; 200 shares were sold at $6.79 per share; and 400 shares were sold at $6.80 per share.
  4. Beneficial ownership of 12,712 shares of common stock reflects the balance of common stock owned after the sale on 03/18/2010 of 1,000 shares acquired by exercise of options on 03/18/2010, and is comprised of 12,712 unvested time-based RSUs.
  5. Reflects beneficial ownership of 1,000 options to purchase ordinary shares at $2.09 per share; 10,000 options to purchase ordinary shares at $7.84 per share; 10,000 options to purchase ordinary shares at $14.96 per share; and 10,000 options to purchase ordinary shares at $4.92 per share.