Filing Details
- Accession Number:
- 0001104659-10-015701
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-22 13:00:00
- Reporting Period:
- 2010-03-18
- Filing Date:
- 2010-03-22
- Accepted Time:
- 2010-03-22 18:49:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1339455 | Somaxon Pharmaceuticals Inc. | SOMX | Pharmaceutical Preparations (2834) | 200161599 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1094330 | D Howard Palefsky | 2700 Sana Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
1256646 | P L Sbic Iii Partners Equity Montreux | No | No | Yes | No | ||
1277894 | Montreux Equity Partners Ii Sbic Lp | 2500 Sand Hill Road Suite 215 Menlo Park CA 94025 | No | No | Yes | No | |
1280248 | Montreux Equity Management Ii Sbic Llc | 2500 Sand Hill Road 215 Menlo Park CA 94025 | No | No | Yes | No | |
1280249 | Iii K Daniel Turner | 2500 Sand Hill Road 215 Menlo Park CA 94025 | No | No | Yes | No | |
1397992 | Sbic Iii Managment Equity Montreux | 3000 Sand Hill Road Building 1, Suite 260 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-18 | 1,500,000 | $6.38 | 695,505 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The sale price reported in this Form 4 was between the range of $6.78 per share and $6.25 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request.
- The reported securities are owned directly by Montreux Equity Partners II SBIC, L.P., ("MEP II") and Montreux Equity Partners III SBIC, L.P, ("MEP III") and may be deemed to be beneficially owned indirectly by Montreux Equity Management II SBIC, LLC ("MEM II"), as general partner of MEP II and Montreux Equity Management III SBIC, LLC ("MEM III"), as general partner of MEP III. Each of MEM II and MEM III disclaims any beneficial ownership of the reported securities except to the extent of any pecuniary interest therein. The managing members of MEM II and MEM III are Howard D. Palefsky and Daniel K. Turner III ("Managing Members"). Each of the Managing Members disclaims any beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.