Filing Details
- Accession Number:
- 0001140361-10-011441
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-11 12:00:00
- Reporting Period:
- 2010-03-09
- Filing Date:
- 2010-03-11
- Accepted Time:
- 2010-03-11 17:47:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1066546 | S Robert Taubman | 1334 York Avenue New York NY 10021 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-09 | 200,000 | $30.56 | 54,809 | No | 4 | S | Indirect | By LLC |
Common Stock | Disposition | 2010-03-10 | 1,100 | $29.98 | 53,709 | No | 4 | S | Indirect | By LLC |
Common Stock | Disposition | 2010-03-10 | 53,709 | $30.53 | 0 | No | 4 | S | Indirect | By LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By LLC |
No | 4 | S | Indirect | By LLC |
No | 4 | S | Indirect | By LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 500 | Indirect | By Daughter - G. Taubman |
Common Stock | 500 | Indirect | By Son - S. Taubman |
Common Stock | 500 | Indirect | By Son - T. Taubman |
Common Stock | 1,000 | Indirect | By Wife |
Common Stock | 12,821 | Indirect | By grantor trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.20 to $30.86, inclusive. The reporting person will provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within these ranges.
- Taubman Investments, LLC (?TILCC?), a family-affiliated limited liability company, owned the shares of Common Stock reported as sold in this Form 4. A member of TILCC, Mr. Taubman did not have voting or dispositive control over the shares owned by TILCC and disclaims any beneficial ownership of the sold shares beyond the pecuniary interest he has as a member of TILCC.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.95 to $29.99, inclusive. The reporting person will provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within these ranges.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.04 to $30.75, inclusive. The reporting person will provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within these ranges.
- 500 shares of Common Stock are owned by each of the reporting person?s three minor children. The reporting person is the custodian of these shares for the benefit of the minor children.