Filing Details
- Accession Number:
- 0001209191-10-016759
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-12 12:00:00
- Reporting Period:
- 2010-03-10
- Filing Date:
- 2010-03-12
- Accepted Time:
- 2010-03-12 18:45:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883975 | Stemcells Inc | STEM | Biological Products, (No Disgnostic Substances) (2836) | 943078125 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1337831 | Kb Rodney Young | Stemcells, Inc. 3155 Porter Drive Palo Alto CA 94304 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-11-20 | 3,647 | $1.09 | 370,367 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-10 | 38,750 | $1.22 | 331,617 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | F | Direct |
Footnotes
- Includes (1) 226,667 restricted stock units, with 1/4 of those vesting on each of the four anniversaries following the May 15, 2009 grant date and (2) 68,750 restricted stock units, vesting on March 10, 2011.