Filing Details
- Accession Number:
- 0001113433-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-15 13:00:00
- Reporting Period:
- 2010-03-11
- Filing Date:
- 2010-03-15
- Accepted Time:
- 2010-03-15 16:13:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1052100 | Waddell & Reed Financial Inc | WDR | Security Brokers, Dealers & Flotation Companies (6211) | 510261715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1113433 | D Michael Strohm | 6300 Lamar Avenue Overland Park KS 66202 | Svp & Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Disposition | 2010-03-11 | 12,176 | $34.04 | 131,029 | No | 4 | S | Direct | |
Class A Common | Disposition | 2010-03-12 | 15,000 | $34.38 | 21,000 | No | 4 | S | Indirect | Spouse's Trust |
Class A Common | Disposition | 2010-03-12 | 15,002 | $34.38 | 21,283 | No | 4 | S | Indirect | Personal Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Spouse's Trust |
No | 4 | S | Indirect | Personal Trust |