Filing Details
- Accession Number:
- 0000098246-10-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-22 13:00:00
- Reporting Period:
- 2010-03-18
- Filing Date:
- 2010-03-22
- Accepted Time:
- 2010-03-22 11:36:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1016754 | E James Quinn | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Acquisiton | 2010-03-18 | 4,137 | $25.85 | 28,609 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2010-03-18 | 17,500 | $32.47 | 46,109 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2010-03-18 | 21,637 | $48.00 | 24,472 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-03-18 | 4,137 | $0.00 | 4,137 | $25.85 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-03-18 | 17,500 | $0.00 | 17,500 | $32.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2013-01-16 | No | 4 | M | Direct | |
| 75,000 | 2011-01-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $.01 Par | 57,883 | Indirect | By GRAT |
| Common Stock $.01 Par | 143 | Indirect | ESOP |
| Common Stock $.01 Par | 4,000 | Indirect | By custodian for daughter under UGMA |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2010.
- Shares are held by grantor retained annuity trust entitled "James E. Quinn as Trustee, The Diane W. Quinn GRT Retained Annuity Trust U/A/D 01/21/09".
- Shares held by Catherine A. Quinn (sister of reporting person) as Custodian for reporting person's daughter under UGMA.
- Options granted under 16(b) Plan on 01/18/2001. The option vested in four equal installments on January 18, 2002, 2003, 2004 and 2005.
- Total Grant 75,000. 57,500 shares previously exercised.
- Options granted under 16(b) Plan on 01/16/2003. The option vested in four equal installments on January 16, 2004, 2005, 2006 and 2007.
- Total Grant 140,000. 45,863 shares previously exercised.
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