Filing Details
- Accession Number:
- 0001140361-10-012630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-17 13:00:00
- Reporting Period:
- 2010-03-16
- Filing Date:
- 2010-03-17
- Accepted Time:
- 2010-03-17 17:53:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1249602 | Robin Woodhead | 1334 York Avenue New York NY 10021 | Evp & Chairman Soth. Intl. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-16 | 10,000 | $0.00 | 78,972 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-16 | 10,000 | $30.69 | 68,972 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option-Right to Buy | Disposition | 2010-03-16 | 10,000 | $0.00 | 10,000 | $8.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2007-08-05 | 2013-08-05 | No | 4 | M | Direct |
Footnotes
- Not Applicable
- Includes 14,330 shares of unvested restricted stock
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.51 to $30.81, inclusive.
- Granted under the Issuer's 1997 Stock Option Plan