Filing Details
- Accession Number:
- 0001209191-10-017901
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-18 13:00:00
- Reporting Period:
- 2010-03-17
- Filing Date:
- 2010-03-18
- Accepted Time:
- 2010-03-18 17:50:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883975 | Stemcells Inc | STEM | Biological Products, (No Disgnostic Substances) (2836) | 943078125 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1337831 | Kb Rodney Young | Stemcells, Inc. 3155 Porter Drive Palo Alto CA 94304 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-17 | 30,000 | $1.23 | 301,617 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The $1.23 per share price was the weighted average price of open market sales by Mr. Young on 3/17/2010. Actual prices ranged from $1.23 per share to $1.2307 per share. Mr. Young will provide full information about the number of shares sold at each price, upon request by the SEC, the issuer or any security holder of the issuer.
- Includes (1) 226,667 restricted stock units, with 1/4 of those vesting on each of the four anniversaries following the May 15, 2009 grant date and (2) 68,750 restricted stock units, vesting on March 10, 2011.