Filing Details
- Accession Number:
- 0001179110-10-005742
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-19 13:00:00
- Reporting Period:
- 2010-03-17
- Filing Date:
- 2010-03-19
- Accepted Time:
- 2010-03-19 16:56:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
919013 | Wave Systems Corp | WAVX | Computer Peripheral Equipment, Nec (3577) | 133477246 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187893 | K Steven Sprague | 480 Pleasant St. Lee MA 01238 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-03-17 | 10,000 | $3.77 | 123,805 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 10,000 | $3.78 | 113,805 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 10,000 | $3.74 | 103,805 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 7,000 | $3.80 | 96,805 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-03-17 | 3,000 | $3.72 | 93,805 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 27,184 | Indirect | See footnote |
Footnotes
- 27,184 shares of Class A Common Stock are indirectly owned and held in Mr. Sprague's family trust, of which he, his spouse and childen are beneficiaries.