Filing Details

Accession Number:
0001179110-10-005742
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-19 13:00:00
Reporting Period:
2010-03-17
Filing Date:
2010-03-19
Accepted Time:
2010-03-19 16:56:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
919013 Wave Systems Corp WAVX Computer Peripheral Equipment, Nec (3577) 133477246
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187893 K Steven Sprague 480 Pleasant St.
Lee MA 01238
President/Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2010-03-17 10,000 $3.77 123,805 No 4 S Direct
Class A Common Stock Disposition 2010-03-17 10,000 $3.78 113,805 No 4 S Direct
Class A Common Stock Disposition 2010-03-17 10,000 $3.74 103,805 No 4 S Direct
Class A Common Stock Disposition 2010-03-17 7,000 $3.80 96,805 No 4 S Direct
Class A Common Stock Disposition 2010-03-17 3,000 $3.72 93,805 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 27,184 Indirect See footnote
Footnotes
  1. 27,184 shares of Class A Common Stock are indirectly owned and held in Mr. Sprague's family trust, of which he, his spouse and childen are beneficiaries.