Filing Details
- Accession Number:
- 0001088825-10-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-24 13:00:00
- Reporting Period:
- 2010-03-22
- Filing Date:
- 2010-03-24
- Accepted Time:
- 2010-03-24 17:00:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1274183 | Joseph Uva | 2160 Gold Street P.o. Box 2160 Alviso CA 95002-2160 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-22 | 30,000 | $9.05 | 42,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-22 | 30,000 | $16.73 | 12,600 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-22 | 7,500 | $7.68 | 20,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-22 | 7,500 | $16.69 | 12,600 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-22 | 20,000 | $7.58 | 32,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-22 | 20,000 | $16.72 | 12,600 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-22 | 20,000 | $7.58 | 20,000 | $7.58 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-22 | 7,500 | $7.68 | 7,500 | $7.68 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-22 | 30,000 | $9.05 | 30,000 | $9.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-02-05 | 2014-01-04 | No | 4 | M | Direct |
| 5,000 | 2009-08-06 | 2018-08-06 | No | 4 | M | Direct |
| 0 | 2004-04-29 | 2014-03-28 | No | 4 | M | Direct |
Footnotes
- Averages Sales Price - Actual sale prices range from $16.72 - $16.7415. The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
- Averages Sales Price - Actual sale prices range from $16.68 - $16.705. The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
- Averages Sales Price - Actual sale prices range from $16.71 - $16.73. The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
