Filing Details
- Accession Number:
- 0001209191-10-009689
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-02-16 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-02-16
- Accepted Time:
- 2010-02-16 19:27:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1209821 | Crosstex Energy Inc | XTXI | Wholesale-Petroleum & Petroleum Products (No Bulk Stations) (5172) | 522235832 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
789920 | Brave Warrior Capital, Inc. | 12 East 49Th Street New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-09-23 | 3,300 | $5.89 | 1,536,975 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2009-06-19 | 342 | $0.00 | 1,536,975 | No | 4 | W | Direct | |
Common Stock | Disposition | 2009-06-12 | 36,500 | $5.31 | 1,536,975 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2009-05-14 | 20,000 | $3.39 | 1,536,975 | No | 4 | P | Direct | |
Common Stock | Disposition | 2009-05-06 | 10,200 | $4.02 | 1,536,975 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2009-04-28 | 33,333 | $0.00 | 1,536,975 | No | 4 | W | Direct | |
Common Stock | Disposition | 2009-03-06 | 4,500 | $0.86 | 1,536,975 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2008-10-09 | 8,034 | $0.00 | 1,536,975 | No | 4 | W | Direct | |
Common Stock | Acquisiton | 2008-09-17 | 6,000 | $0.00 | 1,536,975 | No | 4 | W | Direct | |
Common Stock | Acquisiton | 2008-08-28 | 9,000 | $32.47 | 1,536,975 | No | 4 | P | Direct | |
Common Stock | Disposition | 2008-04-08 | 1,400 | $36.49 | 1,536,975 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2008-01-29 | 9,000 | $33.42 | 1,536,975 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2006-08-25 | 3,600 | $91.97 | 1,536,975 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2006-08-24 | 3,400 | $91.85 | 1,536,975 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | W | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | W | Direct | |
No | 4 | S | Direct | |
No | 4 | W | Direct | |
No | 4 | W | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- This Form 5 is filed on behalf of Brave Warrior Capital, Inc. (the "Reporting Person"), a New York corporation that was prior to January 4, 2010 known and filing as Chieftain Capital Management, Inc.
- At the time of the transactions reported on this Form 5, the Reporting Person was deemed to be the beneficial owner of shares of Common Stock (the "Shares") of Crosstex Energy, Inc. (the "Issuer"), which were held for the benefit of separately managed accounts that were managed by the Reporting Person. In addition, the persons who were principals of the Reporting Person at the time of the transactions held Shares directly in their personal accounts. The number of Shares reported on this Form 5 represent the number of Shares over which the Reporting Person and such principals had a direct or indirect pecuniary interest. The transactions reported on this Form 5 were made for family accounts of the persons who were principals of the Reporting Person at the time of the transactions, which were inadvertently overlooked for purposes of prior filings.
- The transaction reported may be subject to disgorgement of profits under the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended. The Reporting Person has disgorged such profits to the Issuer.
- Represents the weighted average price.
- In its final report on Form 4 filed on December 17, 2009, the Reporting Person reported that it is no longer a 10% security owner and that it held this number of the Issuer's shares of Common Stock over which the persons who were principals of the Reporting person as of such date had a direct or indirect pecuniary interest.
- Before 3:1 stock split in December 2006