Filing Details
- Accession Number:
- 0001209191-10-009132
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-02-16 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-02-16
- Accepted Time:
- 2010-02-16 09:02:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1433269 | Diligent Board Member Services Inc. | DIL.NZ | Services-Prepackaged Software (7372) | 261189601 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1439496 | Carroll Capital Holdings Llc | 94 Long Pond Road Hewitt NJ 07421 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2009-09-25 | 145,644 | $0.14 | 0 | No | 5 | S | Indirect | By Services Share Holdings, LLC |
| Common Stock | Disposition | 2009-10-28 | 70,457 | $0.30 | 0 | No | 5 | S | Indirect | By Services Share Holdings, LLC |
| Common Stock | Disposition | 2009-10-30 | 3,288 | $0.29 | 0 | No | 5 | S | Indirect | By Services Share Holdings, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Indirect | By Services Share Holdings, LLC |
| No | 5 | S | Indirect | By Services Share Holdings, LLC |
| No | 5 | S | Indirect | By Services Share Holdings, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,767,925 | Direct | |
| Common Stock | 4,881,735 | Indirect | By Services Share Holdings, LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | $0.00 | 0 | 10,889,219 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 10,889,219 | Direct |
Footnotes
- Price in United States dollars. The issuer's common stock is traded in New Zealand dollars on the New Zealand Stock Exchange.
- The Shares represent the reporting person's interest in securities owned by Services Share Holdings, LLC ("SSH"). All such shares are subject to pledge. The reporting person is a member of SSH. SSH owns 20,786,097 shares of the issuer ("SSH Shares") of which shares 4,881,735 were contributed by the reporting person. Decisions with respect to how the SSH Shares are voted are made by holders of a majority of the SSH Shares. This filing shall not be deemed an admission that the reporting person is the beneficial owner of the SSH Shares.
- The Series A Preferred Stock is initially convertible into Common Stock on a one-for-one basis.
- Includes 889,219 shares issued to the reporting person on January 4, 2010 in lieu of a cash dividend in accordance with the issuer's Certificate of Designations. The reporting person did not have the choice of receiving cash in lieu of the PIK dividend.
Billionaire Hedge Funds
